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The series 24 exam is
required for individuals who wish to supervise or manage
other registered representatives or securities business
within the members firm. This would entitle the holder
to supervise trades involving corporate securities,
direct participation programs (DPP’s) and investment
company / variable contracts.
Note: The Series 24 does
not entitle the holder to act as a Municipal Securities
Principal, Registered Options Principal or Financial
Operations Principal.
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The Series 24 course covers:
Securities Rules, Self-Regulatory Organizations (SRO’s),
Investment Banking, Securities Markets and Margin
Accounts.
Prerequisite: Series 7 or
62
Pass the Series 24 the first time
age
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