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The Series 66
exam is a combination of the Blue-Sky license (Series
63) and the Investment Advisers exam (Series 65). ESTI
offers in-house classes and courses at our location for
this course.
Prerequisite:
Series 7
Material Covered:
Definition of terms,
registration requirements (broker-dealers, agents and
investment advisers), investment objectives, strategies,
regulation of securities, ethics, rule enforcement,
fraudulent and prohibited practices.
The Series 66 test is made
up of 100 multiple-choice questions. Each student will
be given a total of 150 minutes for the exam. ge |